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REGULATORY REPORTS

Sec-Required Report on Routing of Customer Orders (First Clearing)

Business Continuity Plan Summary Notice

Privacy Policy

Customer Relationship Summary

Regulation Best Interest Disclosure 

Advisory Services Disclosure (Form ADV)

Listing of Fees

Conflicts of Interest Disclosure

Margin Document

Cash Sweep Information

Service Fee Schedule

Romano Brothers & Co. is a member of , which protects the securities of its member's customers up to $500,000 per account (including $100,000 for claims of cash.) Explanatory brochure available upon request or at sipc.org. Romano Brothers & Co. is registered with the SEC, the Financial Industry Regulatory Authority (FINRA ), the State of Illinois and many other states as both a Broker-Dealer and Investment Advisor. :: FINRA BrokerCheck :: Customer Relationship Summary (Form CRS) ::
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